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FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being
JPMorgan Asset Management
disclosed:
(b) Owner or controller of interests and short positions disclosed, if N/A
different from 1(a):
The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities Cape
Plc
this form relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state N/a
this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 21 June
2010
(f) Has the discloser previously disclosed, or are they today No
disclosing, under the Code in respect of any other party to this
offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Ordinary Shares
Interests
Short positions
Number %
Number %
(1) Relevant securities owned and/or 4,700,264 4.05
controlled:
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
4,700,264 4.05
TOTAL:
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or
sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security in relation to which
subscription right exists:
Details, including nature of the rights concerned and
relevant percentages:
If there are positions or rights to subscribe to disclose in more than one class
of relevant securities of the offeror or offeree named in 1(c), copy table 2(a)
or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of
securities Price per unit
Ordinary Share Sale 76,000
2.5163 GBP
(b) Derivatives transactions (other than options)
Class of relevant Product Nature of dealing
Number of Price per unit
security description e.g. opening/closing a long/short
reference
e.g. CFD position, increasing/reducing a
securities
long/short position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise
Type Expiry date Option money
relevant description purchasing, securities to price per
e.g. paid/
security e.g. call selling, varying which option unit
American, received per
option etc. relates
European unit
etc.
(ii) Exercising
Class of relevant security Product description Number of
securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing
Details Price per unit (if
security e.g. subscription, conversion
applicable)
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to
relevant securities which may be an inducement to deal or refrain from dealing
entered into by the person making the
disclosure and any party to the offer or any person acting in concert with a
party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i)the voting rights of any relevant securities under any option; or
(ii)the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
No
Date of disclosure: 22 June 2010
Contact name: Richard Lock
Telephone number: 020 7777 0423
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available
for consultation in relation to the Code's dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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