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RNS Number : 1014O
Bank of America Merrill Lynch
23 June 2010
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Babcock International Group
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to VT Group Plc
principal trader is connected:
(d) Date dealing undertaken: 22/06/2010
(e) Has the EPT previously disclosed, or is it today YES - .
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0009697037 Purchase 290,099 GBP 5.64 GBP 5.56
Common - GB0009697037 Sale 263,786 GBP 5.62 GBP 5.57
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0009697037 Swap LONG 10358 GBP 5.61
Common - GB0009697037 Swap LONG 4492 GBP 5.61
Common - GB0009697037 Swap LONG 2817 GBP 5.61
Common - GB0009697037 Swap LONG 2411 GBP 5.60
Common - GB0009697037 Swap LONG 761 GBP 5.60
Common - GB0009697037 Swap LONG 321 GBP 5.56
Common - GB0009697037 Swap LONG 263 GBP 5.64
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0009697037 Swap SHORT 57 GBP 5.62
Common - GB0009697037 Swap SHORT 252 GBP 5.62
Common - GB0009697037 Swap SHORT 876 GBP 5.62
Common - GB0009697037 Swap SHORT 1128 GBP 5.62
Common - GB0009697037 Swap SHORT 1128 GBP 5.62
Common - GB0009697037 Swap SHORT 2087 GBP 5.62
Common - GB0009697037 Swap SHORT 3709 GBP 5.61
Common - GB0009697037 Swap SHORT 5228 GBP 5.63
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per
security unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/06/2010
Contact name: Bhavika Mistry
Telephone number: +44 207 995 4747
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Brit Insurance Holdings NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Apollo Global Management
LLC
principal trader is connected:
(d) Date dealing undertaken: 22/06/2010
(e) Has the EPT previously disclosed, or is it today YES -
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - NL0009347863 Purchase 40,750 GBP 9.58 GBP 9.48
Common - NL0009347863 Sale 39,424 GBP 9.58 GBP 9.49
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - NL0009347863 Swap LONG 2036 GBP 9.48
Common - NL0009347863 Swap LONG 996 GBP 9.50
Common - NL0009347863 Swap LONG 818 GBP 9.48
Common - NL0009347863 Swap LONG 654 GBP 9.50
Common - NL0009347863 Swap LONG 625 GBP 9.48
Common - NL0009347863 Swap LONG 452 GBP 9.50
Common - NL0009347863 Swap LONG 56 GBP 9.50
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - NL0009347863 Swap SHORT 169 GBP 9.54
Common - NL0009347863 Swap SHORT 845 GBP 9.49
Common - NL0009347863 Swap SHORT 996 GBP 9.58
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per
security unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/06/2010
Contact name: Bhavika Mistry
Telephone number: +44 207 995 4747
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose British Sky Broadcasting Group Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to British Sky Broadcasting
Group Plc
principal trader is connected:
(d) Date dealing undertaken: 22/06/2010
(e) Has the EPT previously disclosed, or is it today YES -
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0001411924 Purchase 185,023 GBP 7.08 GBP 7.03
Common - GB0001411924 Sale 233,828 GBP 7.08 GBP 7.03
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of Price per unit
relevant reference securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per
security unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/06/2010
Contact name: Bhavika Mistry
Telephone number: +44 207 995 4747
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Cape Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to CAPE PLC
principal trader is connected:
(d) Date dealing undertaken: 22/06/2010
(e) Has the EPT previously disclosed, or is it today YES -
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0001726081 Purchase 278,211 GBP 2.47 GBP 2.15
Common - GB0001726081 Sale 151,968 GBP 2.36 GBP 2.14
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0001726081 Swap LONG 36476 GBP 2.26
Common - GB0001726081 Swap LONG 30651 GBP 2.26
Common - GB0001726081 Swap LONG 12570 GBP 2.47
Common - GB0001726081 Swap LONG 6704 GBP 2.26
Common - GB0001726081 Swap LONG 2290 GBP 2.45
Common - GB0001726081 Swap LONG 1580 GBP 2.46
Common - GB0001726081 Swap LONG 240 GBP 2.45
Common - GB0001726081 Swap LONG 60 GBP 2.45
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0001726081 Swap SHORT 1580 GBP 2.47
Common - GB0001726081 Swap SHORT 2290 GBP 2.49
Common - GB0001726081 Swap SHORT 2970 GBP 2.47
Common - GB0001726081 Swap SHORT 10999 GBP 2.16
Common - GB0001726081 Swap SHORT 30651 GBP 2.16
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per
security unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 23/06/2010
Contact name: Bhavika Mistry
Telephone number: +44 207 995 4747
This information is provided by RNS
The company news service from the London Stock Exchange
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